| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2019-07-16 | - |
| Topaz Financial Group Limited | Rep | 就证券提供意见 | 2019-07-16 | 2026-08-11 |
| Rep | 期货合约交易 | 2017-11-27 | - | |
| Rep | 证券交易 | 2017-11-27 | - | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2015-05-26 | 2017-08-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2010-03-18 | 2017-08-07 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2009-07-29 | 2017-08-07 |
已采集记录中暂无金管局登记。