| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Well Link International Securities Limited | RO | 就期货合约提供意见 | 2024-03-11 | - |
| RO | 就证券提供意见 | 2024-03-11 | - | |
| RO | 期货合约交易 | 2024-02-02 | - | |
| RO | 证券交易 | 2024-02-02 | - | |
| Rep | 期货合约交易 | 2023-12-11 | 2024-02-02 | |
| Rep | 证券交易 | 2023-12-11 | 2024-02-02 | |
| Well Link Securities Limited | Rep | 期货合约交易 | 2022-10-03 | 2023-11-23 |
| Rep | 证券交易 | 2022-10-03 | 2023-11-23 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | 证券交易 | 2019-09-27 | 2022-08-02 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | 期货合约交易 | 2019-09-27 | 2022-08-02 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2008-06-27 | 2019-09-27 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2008-06-27 | 2019-09-27 |
已采集记录中暂无金管局登记。