| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2023-03-09 | - |
| Rep | 提供资产管理 | 2023-03-09 | - | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2021-12-21 | - |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2021-12-21 | - |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2012-05-18 | 2021-12-10 |
| Rep | 证券交易 | 2009-05-25 | 2021-12-10 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2009-03-26 | 2021-12-10 |
已采集记录中暂无金管局登记。