| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yieldful Securities Limited | RO | 证券交易 | 2017-07-28 | 2022-07-04 |
| JIMEI SECURITIES LIMITED | RO | 证券交易 | 2017-02-09 | 2017-06-30 |
| Rep | 证券交易 | 2013-11-12 | 2017-02-09 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2009-12-04 | 2013-11-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2009-12-04 | 2013-11-01 |