Personnel Hong Kong SFC License Details (ID 96063)

Personnel Hong Kong SFC License Details (ID 96063)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Future Securities Limited (HK)	Rep	期货合约交易	2017-12-01	2019-12-16
	Rep	证券交易	2017-12-01	2019-12-16
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2014-01-20	2014-12-31
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2014-01-20	2014-12-31
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2011-07-21	2012-12-31
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2011-07-21	2012-12-31
WING FUNG FINTECH LIMITED	Rep	杠杆式外汇交易	2009-09-08	2009-10-16
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2009-09-08	2009-10-16
WING FUNG SECURITIES LIMITED	Rep	证券交易	2009-09-08	2009-10-16
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2008-09-17	2009-07-12
CES Commodities (HK) Limited	Rep	期货合约交易	2008-09-11	2009-07-12
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2008-09-11	2009-07-12
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2007-11-01	2008-07-05
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	就期货合约提供意见	-	2004-02-20
	Rep	提供资产管理	-	2004-02-20
	Rep	期货合约交易	-	2008-07-05