| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2023-04-19 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2023-04-19 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-03-31 |
| Rep | 就证券提供意见 | 2013-12-05 | 2016-08-22 | |
| Rep | 证券交易 | 2012-03-26 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-03-26 | 2022-03-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2010-05-03 | 2011-12-30 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2009-07-27 | 2012-03-14 |