| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Metaverse Securities Limited (HK) | Rep | 提供资产管理 | 2026-09-30 | - |
| Rep | 就证券提供意见 | 2026-08-26 | - | |
| Rep | 证券交易 | 2026-08-26 | - | |
| TFI Securities and Futures Limited | Rep | 就证券提供意见 | 2024-12-12 | 2026-08-12 |
| Rep | 期货合约交易 | 2024-12-12 | 2026-08-12 | |
| Rep | 证券交易 | 2024-12-12 | 2026-08-12 | |
| VALUABLE CAPITAL LIMITED | Rep | 就证券提供意见 | 2022-08-17 | 2024-12-11 |
| Rep | 期货合约交易 | 2022-08-17 | 2024-12-11 | |
| Rep | 证券交易 | 2022-08-17 | 2024-12-11 | |
| XinKong International Securities Limited | Rep | 就证券提供意见 | 2017-10-16 | 2022-07-22 |
| RO | 证券交易 | 2017-10-16 | 2022-07-22 | |
| Rep | 证券交易 | 2014-08-18 | 2017-10-16 | |
| Rep | 期货合约交易 | 2014-08-18 | 2022-07-22 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2005-06-14 | 2014-08-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2003-12-17 | 2014-08-14 |
| ASG BROKERAGE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-08 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-09-08 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-08 | |
| Rep | 证券交易 | 2003-04-01 | 2003-12-16 | |
| ASG FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-09-08 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-08 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-12-16 |
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