| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | 期货合约交易 | 2012-05-04 | 2012-05-15 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2011-11-04 | 2012-04-24 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2010-11-08 | 2012-04-24 |
| MFG Limited (HK) | Rep | 就证券提供意见 | 2009-12-16 | 2010-10-29 |