| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| D.J. SECURITIES LIMITED | RO | 就证券提供意见 | 2022-05-11 | 2025-07-18 |
| RO | 证券交易 | 2022-03-23 | 2025-07-18 | |
| Rep | 证券交易 | 2021-11-23 | 2022-03-23 | |
| CHEONG LEE SECURITIES LIMITED | Rep | 期货合约交易 | 2013-11-26 | 2018-06-08 |
| Rep | 证券交易 | 2013-11-11 | 2018-06-08 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2011-06-01 | 2013-11-02 |