| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | Rep | 证券交易 | 2024-12-10 | - |
| VALUABLE CAPITAL LIMITED | Rep | 证券交易 | 2022-08-10 | 2024-12-06 |
| XinKong International Securities Limited | Rep | 证券交易 | 2014-08-19 | 2022-07-22 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2003-06-24 | 2005-03-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2003-06-24 | 2014-08-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-04 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-04 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-04 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-06-04 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-04 |
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