| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2010-03-04 | 2011-01-27 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2010-03-04 | 2021-01-31 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2009-04-17 | 2010-02-17 |
| Rep | 证券交易 | 2009-04-17 | 2010-02-17 |