| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2020-07-15 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2020-07-15 | - |
| KuCoin Commodity Futures Limited | RO | 期货合约交易 | 2019-03-01 | 2020-05-08 |
| KuCoin HK Limited | RO | 就证券提供意见 | 2018-01-05 | 2020-05-08 |
| RO | 证券交易 | 2018-01-05 | 2020-05-08 | |
| KuCoin Commodity Futures Limited | Rep | 期货合约交易 | 2017-09-06 | 2019-03-01 |
| KuCoin HK Limited | Rep | 证券交易 | 2017-09-06 | 2018-01-05 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2016-09-05 | 2017-08-31 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2008-04-24 | 2017-08-31 |
| SPS SECURITIES LIMITED | Rep | 证券交易 | 2007-08-15 | 2008-01-28 |
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