| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | 证券交易 | 2010-11-10 | 2012-12-11 |
| RO | 就证券提供意见 | 2007-12-11 | 2012-12-11 | |
| RO | 提供资产管理 | 2007-12-11 | 2012-12-11 | |
| Rep | 提供资产管理 | 2007-11-09 | 2007-12-11 | |
| Rep | 就证券提供意见 | 2007-10-03 | 2007-12-11 | |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-03-20 | 2007-09-17 |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就证券提供意见 | 2005-02-22 | 2005-09-08 |