| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA TIMES SECURITIES LIMITED | Rep | 证券交易 | 2014-11-06 | 2020-10-29 |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2011-04-19 | 2014-02-12 |
| Rep | 证券交易 | 2011-04-19 | 2014-02-12 | |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | RO | 就证券提供意见 | 2009-02-13 | 2010-09-30 |
| Rep | 就证券提供意见 | 2007-11-15 | 2009-02-13 | |
| RO | 就证券提供意见 | 2007-03-14 | 2007-09-14 | |
| Rep | 就证券提供意见 | 2004-04-02 | 2007-03-14 |