| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TARZAN STOCK & SHARES LIMITED | Rep | 就证券提供意见 | 2009-12-09 | 2012-04-13 |
| Sun Life Hong Kong Limited | Rep | 就证券提供意见 | 2008-12-08 | 2009-05-31 |
| INFINITY STRATEGIC ADVISORS LIMITED | Rep | 提供资产管理 | 2007-05-22 | 2008-04-15 |
| Rep | 就证券提供意见 | 2007-04-03 | 2008-04-15 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2006-06-16 | 2006-10-11 |
| HSBC LIFE (INTERNATIONAL) LIMITED | Rep | 就机构融资提供意见 | - | 2004-05-17 |
| Rep | 提供资产管理 | - | 2004-05-17 | |
| Rep | 就证券提供意见 | - | 2005-11-30 |