| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Livermore Holdings Limited | RO | 证券交易 | 2017-11-13 | - |
| Core Capital Securities Limited | RO | 证券交易 | 2016-06-21 | 2016-09-15 |
| BLUESTONE SECURITIES (HK) CO., LIMITED | RO | 证券交易 | 2015-04-24 | 2015-09-01 |
| Telecom King Securities Limited | RO | 证券交易 | 2007-10-17 | 2014-07-01 |
| CES Capital International (Hong Kong) Co., Limited | RO | 证券交易 | 2004-12-07 | 2007-08-16 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-11-06 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-11-06 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-11-06 | |
| Rep | 证券交易 | 2003-04-01 | 2004-12-07 |