| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ALLY BRIDGE GROUP (HK) LIMITED | RO | 就证券提供意见 | 2020-10-09 | - |
| RO | 证券交易 | 2020-10-09 | - | |
| RO | 提供资产管理 | 2015-07-09 | - | |
| Themes Investment Management Limited | RO | 提供资产管理 | 2010-06-10 | 2015-07-09 |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供资产管理 | 2007-07-26 | 2009-06-09 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2003-04-01 | 2004-10-13 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-13 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2007-05-30 | |
| Rep | 证券交易 | 2003-04-01 | 2007-05-30 |