| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2014-05-28 | 2016-04-01 |
| RO | 期货合约交易 | 2014-05-28 | 2016-04-01 | |
| RO | 证券交易 | 2014-05-28 | 2016-04-01 | |
| RO | 就证券提供意见 | 2008-05-14 | 2012-02-13 | |
| RO | 期货合约交易 | 2008-05-14 | 2012-02-13 | |
| RO | 证券交易 | 2008-05-14 | 2012-02-13 | |
| Rep | 就证券提供意见 | 2008-01-17 | 2008-05-14 | |
| Rep | 证券交易 | 2008-01-17 | 2008-05-14 |