| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EXCELLENT TIDE SECURITIES LIMITED | RO | 就证券提供意见 | 2025-10-28 | - |
| Rep | 证券交易 | 2025-04-16 | 2025-10-24 | |
| Rep | 就证券提供意见 | 2025-04-16 | 2025-10-28 | |
| RO | 提供资产管理 | 2025-02-12 | - | |
| CHINA NEW ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2023-08-03 | 2024-09-30 |
| RO | 提供资产管理 | 2023-08-03 | 2024-09-30 | |
| GIGA (HONG KONG) LIMITED | RO | 就证券提供意见 | 2023-05-09 | 2023-07-26 |
| RO | 提供资产管理 | 2023-05-09 | 2023-07-26 | |
| Black Marble Securities Limited | RO | 证券交易 | 2022-05-10 | 2022-06-30 |
| Bluemount Asset Management Limited | RO | 提供资产管理 | 2018-09-05 | 2021-05-31 |
| Rep | 提供资产管理 | 2017-08-09 | 2018-09-05 | |
| Bluemount Securities Limited | RO | 就证券提供意见 | 2016-12-05 | 2021-05-31 |
| RO | 证券交易 | 2016-12-05 | 2021-05-31 | |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | 就证券提供意见 | 2016-03-16 | 2016-11-01 |
| Rep | 证券交易 | 2016-03-16 | 2016-11-01 | |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-12-01 | 2015-08-17 |
| XinKong International Securities Limited | Rep | 证券交易 | 2005-07-05 | 2005-07-22 |
已采集记录中暂无金管局登记。