| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS) | RO | 期货合约交易 | 2026-01-20 | - |
| RO | 证券交易 | 2026-01-20 | - | |
| RO | 期货合约交易 | 2020-03-09 | 2023-10-20 | |
| RO | 证券交易 | 2013-03-01 | 2023-10-20 | |
| Rep | 提供资产管理 | 2013-02-15 | 2016-04-01 | |
| TPG-AXON CAPITAL (HK), LIMITED | Rep | 提供资产管理 | 2007-09-25 | 2012-05-24 |
| AllianceBernstein Hong Kong Limited | RO | 期货合约交易 | 2006-10-05 | 2007-08-16 |
| Rep | 就证券提供意见 | 2006-05-17 | 2007-08-16 | |
| Rep | 提供资产管理 | 2006-05-17 | 2007-08-16 | |
| Rep | 就期货合约提供意见 | 2005-02-24 | 2007-08-16 | |
| Rep | 证券交易 | 2005-02-24 | 2007-08-16 |