| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UPMAX SECURITIES LIMITED | RO | 证券交易 | 2017-12-14 | - |
| Rep | 证券交易 | 2017-10-04 | 2017-12-14 | |
| Canfield Securities Company Limited | Rep | 证券交易 | 2017-06-30 | 2017-10-03 |
| AIF Securities Limited | Rep | 证券交易 | 2017-01-16 | 2017-02-12 |
| RO | 证券交易 | 2004-11-02 | 2017-01-16 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-10-04 |
| RO | 就证券提供意见 | 2003-04-01 | 2004-10-04 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-10-04 | |
| RO | 证券交易 | 2003-04-01 | 2004-10-30 |