| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UPMAX SECURITIES LIMITED | Rep | 提供资产管理 | 2021-07-08 | - |
| RO | 证券交易 | 2021-03-02 | - | |
| Rep | 证券交易 | 2021-01-29 | 2021-03-02 | |
| Wealthy Securities Limited | Rep | 就证券提供意见 | 2018-06-29 | 2020-09-30 |
| Rep | 提供资产管理 | 2018-06-29 | 2020-09-30 | |
| RO | 证券交易 | 2018-01-25 | 2020-09-30 | |
| Rep | 证券交易 | 2017-08-11 | 2018-01-25 | |
| AIF Securities Limited | Rep | 证券交易 | 2017-01-17 | 2017-02-12 |
| RO | 证券交易 | 2006-09-08 | 2017-01-17 | |
| Rep | 证券交易 | 2005-10-20 | 2006-09-08 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-10-04 |
| RO | 就证券提供意见 | 2003-04-01 | 2004-10-04 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-10-04 | |
| RO | 证券交易 | 2003-04-01 | 2005-06-20 |