| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2018-05-03 | - |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就证券提供意见 | 2017-08-10 | 2018-01-31 |
| Rep | 证券交易 | 2017-08-10 | 2018-01-31 | |
| GT ASSET & PORTFOLIO MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-03-04 | 2017-07-04 |
| Rep | 提供资产管理 | 2016-03-04 | 2017-07-04 | |
| Rep | 证券交易 | 2016-03-04 | 2017-07-04 | |
| CBH Asia Limited | Rep | 证券交易 | 2010-10-15 | 2016-01-26 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-07 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2016-01-26 | |
| Rep | 提供资产管理 | 2003-04-01 | 2016-01-26 |