| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GFI (HK) SECURITIES L.L.C. | RO | 期货合约交易 | 2026-07-23 | - |
| RO | 证券交易 | 2026-07-23 | - | |
| BGC SECURITIES (HONG KONG) LLC | RO | 期货合约交易 | 2020-04-27 | - |
| RO | 证券交易 | 2020-04-27 | - | |
| Rep | 期货合约交易 | 2017-06-05 | 2020-04-27 | |
| Rep | 证券交易 | 2017-06-05 | 2020-04-27 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-02-18 | 2017-01-09 |
| Rep | 证券交易 | 2011-02-18 | 2017-01-09 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2004-02-09 | 2007-08-01 |