| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2022-06-30 | 2025-10-29 |
| Rep | 期货合约交易 | 2022-06-30 | 2025-10-29 | |
| Rep | 证券交易 | 2022-06-30 | 2025-10-29 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-08-05 | 2022-02-11 |
| Rep | 证券交易 | 2019-08-05 | 2022-02-11 | |
| Rep | 期货合约交易 | 2010-12-09 | 2016-01-01 | |
| Rep | 证券交易 | 2010-12-09 | 2016-01-01 | |
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2008-10-15 | 2010-07-30 |
| Rep | 证券交易 | 2008-10-15 | 2010-07-30 |