| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2022-03-17 | - |
| Rep | 证券交易 | 2022-03-17 | - | |
| De Riva Asia Limited | Rep | 期货合约交易 | 2019-01-08 | 2022-02-18 |
| Rep | 证券交易 | 2019-01-08 | 2022-02-18 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2012-11-16 | 2018-09-28 |
| Rep | 证券交易 | 2012-11-16 | 2018-09-28 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-10-05 | 2012-08-22 |
| Rep | 证券交易 | 2010-10-05 | 2012-08-22 |