Personnel Hong Kong SFC License Details (ID 96398)

Personnel Hong Kong SFC License Details (ID 96398)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI ASIA LIMITED	Rep	证券交易	2017-11-16	2021-09-21
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2017-11-16	2021-09-21
KGI ASIA LIMITED	Rep	证券交易	2012-11-21	2016-01-06
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-11-21	2016-01-06
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2010-09-17	2012-10-09
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2010-09-17	2012-10-09
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-05-07	2010-08-31
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2009-05-04	2010-08-31
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2006-03-20	2009-04-24
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2004-08-17	2009-04-24