| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2021-02-05 | 2024-08-11 |
| RO | 期货合约交易 | 2018-11-09 | 2024-08-11 | |
| Rep | 期货合约交易 | 2017-02-13 | 2018-11-09 | |
| Rep | 证券交易 | 2017-02-13 | 2021-02-05 | |
| Rep | 期货合约交易 | 2016-06-17 | 2017-02-12 | |
| Rep | 证券交易 | 2016-06-17 | 2017-02-12 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | - | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-01-10 |
| Rep | 就证券提供意见 | - | 2004-01-10 | |
| Rep | 提供资产管理 | - | 2004-01-10 | |
| Rep | 证券交易 | - | 2017-02-12 |