Personnel Hong Kong SFC License Details (ID 96416)

Personnel Hong Kong SFC License Details (ID 96416)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
VMS Securities Limited	RO	证券交易	2022-01-13	-
	Rep	证券交易	2021-09-01	2022-01-13
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2017-02-13	2021-08-22
	Rep	证券交易	2017-02-13	2021-08-22
	Rep	期货合约交易	2016-06-20	2017-02-12
	Rep	证券交易	2016-06-20	2017-02-12
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2008-03-20	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2008-03-20	2017-02-12
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2007-05-02	2008-03-04
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2007-05-02	2008-03-04
XinKong International Securities Limited	Rep	期货合约交易	2006-09-15	2007-04-19
	Rep	证券交易	2006-06-02	2007-04-19