| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| Rep | 证券交易 | 2017-04-03 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-04-03 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-02-13 | 2017-03-27 |
| Rep | 证券交易 | 2017-02-13 | 2017-03-27 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2003-05-29 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2003-05-29 | 2017-02-12 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-28 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-28 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-28 | |
| Rep | 证券交易 | 2003-04-01 | 2003-05-29 |