| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2020-07-06 | 2022-07-29 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2020-06-24 |
| Rep | 证券交易 | 2017-08-14 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-08-14 | 2019-06-06 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-02-13 | 2017-08-03 |
| Rep | 证券交易 | 2017-02-13 | 2017-08-03 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2008-10-13 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2004-02-20 |
| Rep | 就证券提供意见 | - | 2004-02-20 | |
| Rep | 提供资产管理 | - | 2004-02-20 | |
| Rep | 证券交易 | - | 2017-02-12 |