| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2017-08-15 | 2018-06-03 |
| Rep | 证券交易 | 2017-08-15 | 2018-06-03 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-02-13 | 2017-07-31 |
| Rep | 证券交易 | 2017-02-13 | 2017-07-31 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2003-11-26 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2003-09-22 |
| Rep | 就证券提供意见 | - | 2003-09-22 | |
| Rep | 提供资产管理 | - | 2003-09-22 | |
| Rep | 证券交易 | - | 2017-02-12 |