Personnel Hong Kong SFC License Details (ID 96446)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Aurelius Financial Group Limited	RO	就证券提供意见	2026-08-05	-
	RO	提供资产管理	2026-08-05	-
	RO	证券交易	2026-08-05	-
	Rep	就证券提供意见	2026-06-24	2026-08-05
	Rep	提供资产管理	2026-06-24	2026-08-05
	Rep	证券交易	2026-06-24	2026-08-05
CFTC ASSET MANAGEMENT (HONG KONG) LIMITED	RO	就证券提供意见	2023-07-05	2026-03-31
	RO	提供资产管理	2023-07-05	2026-03-31
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2018-04-16	2023-01-27
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2018-04-16	2023-01-27
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2017-05-31	2018-03-21
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2017-05-31	2018-03-21
Nerico Brothers Limited (HK)	Rep	期货合约交易	2013-09-30	2017-04-09
	Rep	证券交易	2013-09-30	2017-04-09
	Rep	杠杆式外汇交易	2013-09-30	2017-04-09
Tung Shing Securities (Brokers) Limited	Rep	杠杆式外汇交易	2013-07-30	2013-09-09
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2010-04-13	2013-09-09
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2010-04-13	2013-09-09
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期货合约交易	2008-03-14	2010-04-07
PRUDENTIAL BROKERAGE LIMITED	Rep	证券交易	2007-12-06	2010-04-07

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