Ng, Siu Yan (SFC:ADI912) 吳小茵
证监会中央编号:ADI912
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2017-02-13 | - |
| Rep | 期货合约交易 | 2017-02-13 | 2026-01-30 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2004-02-23 | 2017-02-12 |
| Rep | 期货合约交易 | 2003-04-01 | 2003-12-22 | |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-22 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-22 | |
| Rep | 证券交易 | 2003-04-01 | 2017-02-12 |
已采集记录中暂无金管局登记。