| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-02-13 | 2026-03-17 |
| Rep | 证券交易 | 2017-02-13 | 2026-03-17 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2007-12-28 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2007-10-22 | 2017-02-12 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就机构融资提供意见 | - | 2004-04-13 |
| Rep | 就证券提供意见 | - | 2004-04-13 | |
| Rep | 提供资产管理 | - | 2004-04-13 | |
| Rep | 证券交易 | - | 2007-07-09 |