| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2020-01-09 | 2020-07-03 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-01-09 | 2020-07-03 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2017-02-13 | 2018-01-15 |
| Rep | 期货合约交易 | 2017-02-13 | 2019-12-31 | |
| Rep | 证券交易 | 2017-02-13 | 2019-12-31 | |
| Tung Shing Securities (Brokers) Limited | Rep | 杠杆式外汇交易 | 2013-05-08 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2006-10-05 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2005-03-18 | 2017-02-12 |