| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2017-02-13 | 2017-03-29 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2006-05-30 | 2017-02-12 |
| Lion Global Financial Limited | Rep | 提供资产管理 | 2005-09-21 | 2006-05-17 |
| Rep | 就证券提供意见 | 2003-11-07 | 2006-05-17 |