| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2011-12-16 | - |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2003-07-09 | 2011-12-10 |
| BERICH BROKERAGE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-20 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-20 |