| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2010-06-24 | 2013-05-01 |
| Lion Global Financial Limited | Rep | 证券交易 | 2009-03-02 | 2010-06-01 |
| Rep | 提供资产管理 | 2008-07-17 | 2010-06-01 | |
| Rep | 就证券提供意见 | 2007-07-04 | 2010-06-01 | |
| Rep | 就证券提供意见 | - | 2003-12-02 | |
| Rep | 提供资产管理 | - | 2003-12-02 |