| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2020-07-22 | 2024-09-13 |
| Rep | 证券交易 | 2017-02-13 | 2024-09-13 | |
| Rep | 证券交易 | 2016-06-17 | 2017-02-12 | |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2004-03-12 | 2017-02-12 |
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2003-08-20 | 2004-02-26 |
| HING WONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-08-07 |
| Rep | 提供资产管理 | - | 2003-08-07 | |
| Rep | 就证券提供意见 | - | 2003-08-19 | |
| Rep | 证券交易 | - | 2003-08-19 |