| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2018-09-06 | - |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2017-02-13 | 2018-08-31 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-09 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 证券交易 | 2003-04-01 | 2017-02-12 |