| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-02-28 |
| Rep | 证券交易 | 2016-04-06 | 2017-10-02 | |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2004-04-17 | 2016-04-01 |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-12 |
| Rep | 就证券提供意见 | - | 2004-01-12 | |
| Rep | 提供资产管理 | - | 2004-01-12 | |
| Rep | 证券交易 | - | 2004-04-13 |