| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2023-07-14 | - |
| Rep | 证券交易 | 2023-07-14 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2023-07-07 | - |
| Rep | 证券交易 | 2023-07-07 | - | |
| UBS SECURITIES ASIA LIMITED | RO | 证券交易 | 2018-04-30 | 2023-07-14 |
| UBS SECURITIES HONG KONG LIMITED | RO | 期货合约交易 | 2016-12-19 | 2023-07-07 |
| RO | 证券交易 | 2016-12-19 | 2023-07-07 | |
| UBS DERIVATIVES HONG KONG LIMITED | RO | 期货合约交易 | 2011-06-23 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | RO | 期货合约交易 | 2011-06-23 | 2023-07-14 |
| UBS SECURITIES HONG KONG LIMITED | RO | 证券交易 | 2011-06-23 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2005-03-01 | 2011-06-23 |
| Rep | 证券交易 | 2005-03-01 | 2018-04-30 |
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