| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2011-07-06 | 2013-01-25 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-07-06 | 2013-01-25 |
| Rep | 证券交易 | 2011-05-11 | 2013-01-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2011-05-11 | 2013-01-25 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2009-04-30 | 2009-05-25 |
| Rep | 证券交易 | 2007-06-08 | 2008-11-24 | |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-21 |
| Rep | 就证券提供意见 | - | 2004-01-21 | |
| Rep | 提供资产管理 | - | 2004-01-21 | |
| Rep | 证券交易 | - | 2008-11-24 |