| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2025-09-16 |
| Rep | 证券交易 | 2016-10-11 | 2025-09-16 | |
| Rep | 证券交易 | 2014-10-03 | 2016-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2014-08-12 | 2025-09-16 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-08-12 | 2016-10-10 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2011-05-03 | 2014-06-14 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-05-03 | 2014-06-14 |
| Rep | 证券交易 | 2011-05-03 | 2014-06-14 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2011-05-03 | 2014-06-14 |