| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RO | 期货合约交易 | 2025-12-30 | - |
| RO | 证券交易 | 2025-12-30 | - | |
| Rep | 期货合约交易 | 2025-10-30 | 2025-12-30 | |
| Rep | 证券交易 | 2025-10-30 | 2025-12-30 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2016-12-19 | 2025-06-03 |
| Rep | 证券交易 | 2016-12-19 | 2025-06-03 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2011-05-03 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-05-03 | 2025-06-03 |
| Rep | 证券交易 | 2011-05-03 | 2025-06-03 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2011-05-03 | 2016-12-18 |
已采集记录中暂无金管局登记。