| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2005-05-24 | 2014-10-01 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2005-05-24 | 2014-10-01 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2005-04-01 | 2014-10-01 |
| Rep | 证券交易 | 2005-04-01 | 2014-10-01 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-08-30 | 2005-03-01 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2004-03-23 | 2005-03-01 |