Spielhofer, Philippe Marc Hong Kong SFC License Details (ID 96671)

Spielhofer, Philippe Marc Hong Kong SFC License Details (ID 96671)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UBS SECURITIES HONG KONG LIMITED	Rep	就机构融资提供意见	2012-06-07	2015-09-01
UBS Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2011-05-17	2015-09-01
	Rep	提供资产管理	2011-05-17	2015-09-01
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2011-05-17	2015-09-01
UBS SECURITIES ASIA LIMITED	Rep	就证券提供意见	2011-05-17	2015-09-01
	Rep	期货合约交易	2011-05-17	2015-09-01
	Rep	证券交易	2011-05-17	2015-09-01
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2011-05-17	2015-09-01
Credit Suisse (Hong Kong) Limited	Rep	就证券提供意见	2009-04-23	2011-03-09
	Rep	证券交易	2009-04-23	2011-03-09
Aberdeen International Investment Management Limited	Rep	就证券提供意见	2008-02-04	2009-04-30
	Rep	证券交易	2008-02-04	2009-04-30