| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2015-08-28 | 2020-12-29 |
| RO | 期货合约交易 | 2015-08-28 | 2020-12-29 |
| RO | 证券交易 | 2015-08-28 | 2020-12-29 |
| Rep | 就证券提供意见 | 2014-12-11 | 2015-08-28 |
| Rep | 证券交易 | 2014-12-11 | 2015-08-28 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 就期货合约提供意见 | - | 2005-02-07 |
| Rep | 提供资产管理 | - | 2005-02-07 |
| Rep | 期货合约交易 | - | 2014-04-11 |
| UBS SECURITIES ASIA LIMITED | Rep | 就期货合约提供意见 | - | 2005-02-04 |
| Rep | 就机构融资提供意见 | - | 2005-03-24 |
| Rep | 就证券提供意见 | - | 2005-03-24 |
| Rep | 提供资产管理 | - | 2005-03-24 |
| Rep | 期货合约交易 | - | 2014-04-11 |
| Rep | 证券交易 | - | 2014-04-11 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | - | 2005-03-24 |
| Rep | 就证券提供意见 | - | 2005-03-24 |
| Rep | 提供资产管理 | - | 2005-03-24 |
| Rep | 证券交易 | - | 2014-04-11 |