| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | RO | 期货合约交易 | 2016-12-19 | 2019-11-01 |
| Rep | 证券交易 | 2016-12-19 | 2019-11-01 | |
| UBS DERIVATIVES HONG KONG LIMITED | RO | 期货合约交易 | 2015-11-24 | 2016-12-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-06-01 | 2016-12-18 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-03-27 | 2015-11-24 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2009-03-27 | 2019-11-01 |
| Rep | 证券交易 | 2009-03-27 | 2019-11-01 |